Financial Markets

New Regulations - How are YOU affected?

The new regulations - ESMA Guidelines, MiFID II, MiFIR, MAD II, MAR, EMIR, Dodd-Frank etc - mean significant change.   All market participants are affected.   The impact is as significant as the economic crisis it reflects.   Time is short - the new ESMA Guidelines go-live in May 2012

All market participants will need to change reporting, monitoring & control processes and systems.  Some participants will need to become authorised.  Some may need to re-think business models.  Understanding the impact and taking decisive and early action will enable you to turn a threat into an opportunity.  We in Bryok offer pragmatic solutions in the following areas:

  • Regulation – ESMA Guidelines impact & implementation, MiFID II et al impact & implementation, Competent Authority authorisation, FSA Section 166 Skilled Persons reports;
  • Market Monitoring & Surveillance – business justification & change, solution design, procurement & implementation, Alerts definition & creation;
  • Quantitative Analysis – innovative use of advanced statistical modelling techniques for market data anomaly detection and action.

For an easy-to-understand MiFID II Impact Assessment Overview, please see Bryok's new regulatory proposal Cheat Sheet.   For a no obligation exploratory discussion, please contact Simon Bates (email: This e-mail address is being protected from spambots. You need JavaScript enabled to view it or +44 7973 452 583).

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